Upcoming Events

The Securities Regulation Committee is having meetings on September 10 and November 12 at 8:30 to 9:30 a.m. at Dilworth Paxson, 1500 Market St., 35th floor, East tower. The purpose will be to discuss committee programs and plan activities for the balance of 2013. Please let Donna Kearse know by email (dkearse@dilworthlaw.com) or telephone (215.575.7076) if you plan to attend so that we can give your name to security. A light breakfast will be served.


Securities Regulation Committee

The mission of the Securities Regulation Committee is to foster professional excellence in the practice of securities law in the Philadelphia region by providing a forum:

  • to educate members of the Bar Association on the substantive aspects of federal and state securities regulation;
  • to study, discuss and comment upon new developments and proposed regulations under federal and state securities laws;
  • to enhance interaction among the legal, financial, investing and regulatory communities;
  • to foster collegiality among securities practitioners, including private, in-house and government attorneys, and encourage the involvement of younger attorneys; and
  • to promote the work and objectives of the Business Law Section of the Bar Association.

In so doing, the Committee seeks to enhance the understanding and involvement of all Bar Association members in the practice of securities law and respect for the securities regulatory system.


Chair

Graham R. "Gray" Laub
Dilworth Paxson LLP
1500 Market Street, Suite 3500E
Philadelphia, PA 19102-2101
O: (215) 575-7277
glaub@dilworthlaw.com

Vice Chair

Katayun I. Jaffari
Ballard Spahr LLP
1735 Market Street, 51st Floor
Philadelphia, Pennsylvania 19103-7599
O: 215.864.8475
F: 215.864.8999
towerss@ballardspahr.com

Executive Committee Liaison

Graham R. "Gray" Laub
Dilworth Paxson LLP
1500 Market Street, Suite 3500E
Philadelphia, PA 19102-2101
O: (215) 575-7277
glaub@dilworthlaw.com